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03.24.2017
IPR Trends Q1 2017: Patent and Trademark Statistics1
BY JACK T. W. WEI

In the first quarter (Q1) of 2017, 17,670 new patent applications were filed, which marks a 6% growth compared to Q1 of 2016. Meanwhile, a 5% growth of new trademark registrations has been registered, corresponding to 18,976 cases. The relevant data is summarized hereunder in Table 1.

Table 1 Patent and Trademark Applications–Residents and Non-Residents.
Patent   Q1 Q1-Q1
2017 2016 Growth Rate (%) 2017 2016 Growth Rate (%)
Total Total 17,670 16,649 6 17,670 16,649 6
Residents 9,138 8,826 4 9,138 8,826 4
Non-residents 8,532 7,823 9 8,532 7,823 9
Invention Total 11,174 10,306 8 11,174 10,306 8
Residents 3,769 3,505 8 3,769 3,505 8
Non-residents 7,405 6,801 9 7,405 6,801 9
Utility Model Total 4,659 4,551 2 4,659 4,551 2
Residents 4,408 4,291 3 4,408 4,291 3
Non-residents 251 260 -3 251 260 -3
Design Total 1,837 1,792 3 1,837 1,792 3
Residents 961 1,030 -7 961 1,030 -7
Non-residents 876 762 15 876 762 15
Trademark   Q3 Q1-Q3
2016 2015 Growth Rate (%) 2016 2015 Growth Rate (%)
Total 18,976 18,033 5 18,976 18,033 5
Residents 14,097 12,890 9 14,097 12,890 9
Non-residents 4,879 5,143 -5 4,879 5,143 -5


For further analysis, applicants of new applications are further categorized as shown in Figures 1-3 and Table 2.

Figure 1: Top 5 Nations Filing Applications for Invention and Design Patents, as well as Trademark Registrations.



Figure 2: Top 10 Domestic (Left) and Foreign (Right) Applicants.


Figure 1: Top 5 Nations Filing Applications for Invention and Design Patents, as well as Trademark Registrations.



Figure 2: Top 10 Domestic (Left) and Foreign (Right) Applicants. 



Fig.3 Invention Patent Applications Filed by Residents.


Table 2 Top Invention Patent Filing Domestic Universities.
Rank University Q1
2017 2016 Growth Rate (%)
10 National Tsing Hua University 30 27 11
32 Chang Gung University 16 7 129
34 National Taiwan University 15 13 15
41 National Chin-Yi University of Technology 13 16 -19
41 I-Shou University 13 4 225
47 National Cheng Kung University 12 18 -33
49 National Taiwan Normal University 11 7 57
49 Kun Shan University 11 10 10
59 National Chiao Tung University 10 16 -38
59 National Taipei University of Technology 10 12 -17
 
 
In addition, the relevant data regarding patent grants is summarized hereunder in Table 3 as well as Figures 4 and 5.
Table 3 Patent Grants–Residents and Non-Residents.
Patent   Q1 Q1-Q1
2017 2016 Growth Rate (%) 2017 2016 Growth Rate (%)
Total Total 17,923 19,093 -6 17,923 19,093 -6
Residents 9,796 10,630 -8 9,796 10,630 -8
Non-residents 8,127 8,463 -4 8,127 8,463 -4
Invention Total 12,130 12,553 -3 12,130 12,553 -3
Residents 5,053 5,243 -4 5,053 5,243 -4
Non-residents 7,077 7,310 -3 7,077 7,310 -3
Utility Model Total 4,178 4,674 -11 4,178 4,674 -11
Residents 3,926 4,405 -11 3,926 4,405 -11
Non-residents 252 269 -6 252 269 -6
Design Total 1,615 1,866 -13 1,615 1,866 -13
Residents 817 982 -17 817 982 -17
Non-residents 798 884 -10 798 884 -10



 Figure 4: Top 5 Nations with regard to the Number of Invention Patent Grants. 



Figure 5 Top 10 Invention Patent Grants Domestic (Left) and Foreign (Right) Applicants.


TIPO kept reducing first OA pendency for invention patent applications while new applications and requests for substantive examinations have increased. In Q1 of 2017, compared to the same period last year, the numbers of both new applications and requests for substantive examinations rose by 8%, while average pendency for first OAs and average disposal pendency were reduced by 5-6% to 9 and 16 months, respectively (Table 4).

Table 4 Processing Status for Examination of Invention Patent Applications.
  Applications Number of requests for substantive examination Number of conclusions Number pending First OA issued Average pendency for first OA
(months)
Average disposal pendency
(months)
2014 46,378 41,168 70,206 100,041 62,413 24.31 33.43
2015 44,415 40,489 68,369 72,510 59,366 17.68 26.02
2016 43,836 38,382 61,287 50,293 49,930 11.95 19.83
Q1 2016 10,306 9,062 14,731 66,841 12,974 14.28 (Mar) 21.48 (Mar)
Q2 2016 10,316 9,372 15,350 60,863 13,152 12.65 (Jun) 20.14 (Jun)
Q3 2016 10,849 9,356 15,265 54,954 11,903 10.24 (Sep) 18.73 (Sep)
Q4 2016 12,365 10,592 15,941 50,293 11,901 9.57 (Dec) 17.1 (Dec)
Q1 2017 11,174 9,761 12,991 47,063 10,212 9.23 (Mar) 15.84 (Mar)
Q1 2017 vs. Q1 2016 (%) +8 +8 -12 -30 -21 -5.05 -5.64
Note: Concluded cases for invention patents include the number of approvals and rejections and the number of applications withdrawn, dismissed, terminated, converted, and priority rights claimed.

1 Taiwan Intellectual Property Office News (May 15, 2017). Retrieved
from https://www.tipo.gov.tw/ct.asp?xItem=624823&ctNode=6687&mp=2
2 Patent Engineer in Patent Division
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